ASIC Australia

Australia Securities & Investment Commission

The Australia Securities and Investment Commission is an independent Australian government body established in 1998. It enforces financial services laws and regulates corporate conduct to protect consumers, investors and creditors.

Active licences: 37
Brokers: 35
Legal entities: 40
Member institutions: 156

Regulatory remit

Supervised financial instruments

Forex Bonds Stocks / Equities Funds Options Derivatives Securities Futures CFDs

Public licence records

Regulated brokers and entities

40 licence records

GARNETTRADE Australia

GARNET FINANCE PTY LTD

Unknown

Licence type: ASIC authorised representative
Licence number: 001319729
Effective date: 2026-02-12

WeTrade Australia

WETRADE CAPITAL (AUSTRALIA) PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 544624
Effective date: 2023-03-09

IEXS Australia

IEXS MARKETS PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 541328
Effective date: 2022-11-16

IUX Australia

IUX MARKETS AU PTY LTD.

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 529610
Effective date: 2021-07-22

capital.com Australia

CAPITAL COM AUSTRALIA PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 513393
Effective date: 2021-06-16

MultiBank Group Australia

MB.IO PTY LTD

Unknown

Licence type: ASIC authorised representative
Licence number: 001285048
Effective date: 2021-01-11

IG Australia

IG AUSTRALIA PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 515106
Effective date: 2020-06-02

eToro Australia

ETORO AUS CAPITAL PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 491139
Effective date: 2017-09-04

ACY Securities Australia

ACY CAPITAL PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 474738
Effective date: 2015-07-28

Advanced Markets Australia

ADVANCED MARKETS LTD.

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 444649
Effective date: 2013-12-11

pepperstone Australia

PEPPERSTONE GROUP LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 414530
Effective date: 2013-02-04

INGOT Australia

INGOT AU PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 428015
Effective date: 2013-01-24

vantage Australia

VANTAGE GLOBAL PRIME PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 428901
Effective date: 2012-12-21

AUS Global Australia

AUS GLOBAL FINANCIAL (AU) PTY. LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 427848
Effective date: 2012-10-12

ThinkMarkets Australia

TF GLOBAL MARKETS (AUST) PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 424700
Effective date: 2012-09-18

STARTRADER Australia

STARTRADER PRIME GLOBAL PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 421210
Effective date: 2012-09-03

ONE ROYAL Australia

ROYAL FINANCIAL TRADING PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 420268
Effective date: 2012-06-22

OANDA Australia

OANDA AUSTRALIA PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 412981
Effective date: 2012-03-26

MultiBank Group Australia

MEX AUSTRALIA PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 416279
Effective date: 2012-03-20

EC markets New Zealand

EC MARKETS FINANCIAL LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 414198
Effective date: 2012-02-17

ACY Securities Australia

ACY Securities Pty Ltd

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 403863
Effective date: 2011-07-11

ECN TRADE Hong Kong SAR China

ECN TRADE PTY LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 388737
Effective date: 2011-05-20

SUN LONG GMTK INTERNATIONAL Australia

FORTUNE PRIME GLOBAL CAPITAL PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 400364
Effective date: 2011-05-13

Eightcap Australia

EIGHTCAP PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 391441
Effective date: 2011-04-29

eForex Australia

OKX AUSTRALIA FINANCIAL PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 379035
Effective date: 2011-01-28

FOREX.com Australia

STONEX FINANCIAL PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 345646
Effective date: 2010-05-31

vantage Australia

Vantage FX Pty Ltd

Unknown

Licence type: ASIC authorised representative
Licence number: 000343547
Effective date: 2009-12-17

FXT Australia

GLENEAGLE SECURITIES (AUST) PTY LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 337985
Effective date: 2009-08-31

IC Australia

INTERNATIONAL CAPITAL MARKETS PTY. LTD.

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 335692
Effective date: 2009-07-02

HANTEC FINANCIAL Australia

HANTEC MARKETS (AUSTRALIA) PTY LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 326907
Effective date: 2008-08-27

FXCM Australia

STRATOS TRADING PTY. LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 309763
Effective date: 2007-05-15

LTG Australia

LTG GOLD ROCK PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 286510
Effective date: 2005-07-04

easyMarkets Australia

EASYMARKETS PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 246566
Effective date: 2004-03-26

GO Markets Netherlands

Go Markets Pty Ltd

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 254963
Effective date: 2004-03-10

CMC MARKETS Australia

CMC MARKETS STOCKBROKING LIMITED

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 246381
Effective date: 2004-03-01

CMC MARKETS Australia

CMC MARKETS ASIA PACIFIC PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 238054
Effective date: 2004-02-24

CG FinTech Australia

CORNER GLOBAL AU PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 236783
Effective date: 2003-10-06

TransferWise Australia

WISE AUSTRALIA PTY LTD

Unknown

Licence type: ASIC Australian financial services licence
Licence number: 456295
Effective date: 2015-01-05

XTRADE Australia

Xtrade international Ltd

Unknown

Licence type: Market Making License (Mm)
Licence number: 000343628
Effective date: 2010-04-12

IG United Kingdom

IG MARKETS LIMITED

Unknown

Licence type: Market Making License (Mm)
Licence number: 000220440
Effective date: 2002-07-03

Authority profile

Country / region: Australia
Established: 1998
Member institutions: 156
Authority type: Government authority
Regulatory scope: International scope

Investor safeguards

Investor protectionNo
Negative balance protectionYes
Segregated client accountsNo

Official contact

Phone: 61 351773988
Official website: www.asic.gov.au ↗