Unknown
- Licence type
- CIRO regulated dealer
- Licence number
- Not disclosed
- Effective date
- Not disclosed
CIRO
Canada
Canadian Investment Regulatory Organization
The Canadian Investment Regulatory Organization is Canada national self-regulatory organization. It oversees investment dealers, mutual fund dealers and trading activity in Canadian debt and equity markets.
- Active licences
- 4
- Brokers
- 4
- Legal entities
- 4
- Member institutions
- 19
Regulatory remit
Supervised financial instruments
Bonds
Stocks / Equities
Funds
Options
Derivatives
Securities
Public licence records
Regulated brokers and entities
Unknown
- Licence type
- CIRO regulated dealer
- Licence number
- Not disclosed
- Effective date
- Not disclosed
Unknown
- Licence type
- CIRO regulated dealer
- Licence number
- Not disclosed
- Effective date
- Not disclosed
Questrade
Canada
- Licence type
- Derivatives Trading License (Ep)
- Licence number
- Not disclosed
- Effective date
- Not disclosed