FINRA United States

The Financial Industry RegulatoryAuthority

The Financial Industry Regulatory Authority was formed in 2007 through the consolidation of NASD and NYSE Regulation. It strengthens investor protection and market integrity through supervision and technology, with a particular focus on OTC market conduct and investment banking operations.

Active licences: 1
Brokers: 1
Legal entities: 1
Member institutions: 3

Regulatory remit

Supervised financial instruments

Bonds Stocks / Equities Funds Options Securities

Public licence records

Regulated brokers and entities

1 licence record

eToro United States

eToro USA Securities Inc.

Unknown

Licence type: Not disclosed
Licence number: 298361
Effective date: Not disclosed

Authority profile

Country / region: United States
Established: 2007
Member institutions: 3
Authority type: Government authority
Regulatory scope: International scope

Investor safeguards

Investor protectionNo
Negative balance protectionNo
Segregated client accountsNo

Official contact

Official website: www.finra.org/# ↗