FMA New Zealand

Financial Markets Authority

The Financial Markets Authority is a New Zealand government agency responsible for enforcing securities, financial reporting and broker laws. It supervises exchanges, advisers, brokers, auditors, trustees and issuers, and works with the Reserve Bank of New Zealand on designated settlement systems.

Active licences: 5
Brokers: 5
Legal entities: 6
Member institutions: 9

Regulatory remit

Supervised financial instruments

Forex Bonds Stocks / Equities Funds Options Derivatives Securities Futures CFDs

Public licence records

Regulated brokers and entities

6 licence records

BlackBull New Zealand

BLACK BULL GROUP LIMITED

Unknown

Licence type: New Zealand FMA licensed provider
Licence number: 403326
Effective date: 2022-08-31

IG Australia

IG AUSTRALIA PTY LTD

Unknown

Licence type: New Zealand FMA licensed provider
Licence number: Not disclosed
Effective date: 2021-07-09

ThinkMarkets Australia

TF GLOBAL MARKETS (AUST) PTY LTD

Unknown

Licence type: Derivatives Trading License (Ep)
Licence number: 623289
Effective date: 2018-07-27

CMC MARKETS New Zealand

CMC MARKETS NZ LIMITED

Unknown

Licence type: New Zealand FMA licensed provider
Licence number: 41187
Effective date: 2014-12-12

EC markets New Zealand

EC MARKETS FINANCIAL LIMITED

Unknown

Licence type: Market Making License (Mm)
Licence number: 197465
Effective date: 2012-02-14

IG United Kingdom

IG MARKETS LIMITED

Unknown

Licence type: Market Making License (Mm)
Licence number: 18923
Effective date: 2010-11-13

Authority profile

Country / region: New Zealand
Established: 2011
Member institutions: 9
Authority type: Government authority
Regulatory scope: International scope

Investor safeguards

Investor protectionNo
Negative balance protectionYes
Segregated client accountsNo

Official contact

Phone: 64 39622698
Email: [email protected]
Official website: fma.govt.nz ↗