SEC Philippines

Securities and Exchange Commission

The Securities and Exchange Commission of the Philippines supervises the corporate sector, capital-market participants, securities and investment instruments. Established in 1936, it regulates the sale and registration of securities, exchanges, brokers, dealers and salespersons.

Active licences: 1
Brokers: 1
Legal entities: 1
Member institutions: 0

Regulatory remit

Supervised financial instruments

Bonds Stocks / Equities Funds Securities

Public licence records

Regulated brokers and entities

1 licence record

MTS Thailand

MTS CAPITAL COMPANY LIMITED

Unknown

Licence type: Derivatives Trading License (Mm)
Licence number: Not disclosed
Effective date: Not disclosed

Authority profile

Country / region: Philippines
Established: 1936
Member institutions: 0
Authority type: Government authority
Regulatory scope: International scope

Investor safeguards

Investor protectionNo
Negative balance protectionNo
Segregated client accountsNo

Official contact

Official website: www.sec.gov.ph ↗