- Licence type
- SFC licensed corporation
- Licence number
- AZV127
- Effective date
- 2013-02-25
SFC
Hong Kong SAR China
Securities and Futures Commission of Hong Kong
The Securities and Futures Commission of Hong Kong was established in 1989 as an independent statutory body regulating Hong Kong securities and futures markets. It is empowered to investigate, remedy and discipline market misconduct, and works to maintain the integrity and soundness of Hong Kong as an international financial center.
- Active licences
- 6
- Brokers
- 5
- Legal entities
- 6
- Member institutions
- 176
Regulatory remit
Supervised financial instruments
Forex
Stocks / Equities
Funds
Options
Derivatives
Securities
Futures
Public licence records
Regulated brokers and entities
Swissquote
Hong Kong SAR China
GMO-Z.com
Hong Kong SAR China
- Licence type
- SFC licensed corporation
- Licence number
- AZE792
- Effective date
- 2012-06-22
Phillip Securities Group
Hong Kong SAR China
- Licence type
- SFC licensed corporation
- Licence number
- AAZ038
- Effective date
- 2003-04-01
EMPEROR Xpro
Hong Kong SAR China
- Licence type
- SFC licensed corporation
- Licence number
- ACJ776
- Effective date
- 2003-04-01
EVERBRIGHT SECURITIES
Hong Kong SAR China
- Licence type
- SFC licensed corporation
- Licence number
- ACI995
- Effective date
- 2003-04-01
EVERBRIGHT SECURITIES
Hong Kong SAR China
- Licence type
- SFC licensed corporation
- Licence number
- AAF237
- Effective date
- 2003-04-01