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SFC
SFC Hong Kong SAR China

Securities and Futures Commission of Hong Kong

The Securities and Futures Commission of Hong Kong was established in 1989 as an independent statutory body regulating Hong Kong securities and futures markets. It is empowered to investigate, remedy and discipline market misconduct, and works to maintain the integrity and soundness of Hong Kong as an international financial center.

Active licences
6
Brokers
5
Legal entities
6
Member institutions
176

Regulatory remit

Supervised financial instruments

Forex Stocks / Equities Funds Options Derivatives Securities Futures

Public licence records

Regulated brokers and entities

6 licence records