FCA United Kingdom

Financial Conduct Authority

The Financial Conduct Authority is the United Kingdom conduct regulator for financial services. Operating independently of the government and funded by industry fees, it supervises firms serving consumers, maintains market integrity and focuses on retail and wholesale conduct regulation.

Active licences: 35
Brokers: 38
Legal entities: 39
Member institutions: 164

Regulatory remit

Supervised financial instruments

Forex Bonds Stocks / Equities Funds Options Derivatives Securities Futures Commodities CFDs Retail Investments

Public licence records

Regulated brokers and entities

39 licence records

NCM United Kingdom

NCM FINANCIAL UK LTD

Unknown

Licence type: FCA authorisation
Licence number: 1000594
Effective date: 2024-07-22

IEXS United Kingdom

VISION INTEGRATED EXCHANGE LTD

Unknown

Licence type: FCA authorisation
Licence number: 923324
Effective date: 2021-02-11

Eightcap United Kingdom

EIGHTCAP GROUP LTD

Unknown

Licence type: FCA authorisation
Licence number: 921296
Effective date: 2020-12-23

taurex United Kingdom

Taurex Limited

Unknown

Licence type: FCA authorisation
Licence number: 816055
Effective date: 2019-03-11

capital.com United Kingdom

CAPITAL COM (UK) LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 793714
Effective date: 2018-10-26

Advanced Markets United Kingdom

ADVANCED MARKETS (UK) LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 777739
Effective date: 2018-04-10

LMAX GROUP United Kingdom

LMAX BROKER LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 783200
Effective date: 2017-12-15

Exness United Kingdom

EXNESS (UK) LTD

Unknown

Licence type: FCA authorisation
Licence number: 730729
Effective date: 2016-09-01

BP PRIME United Kingdom

BLACK PEARL SECURITIES LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 688456
Effective date: 2015-10-22

pepperstone United Kingdom

PEPPERSTONE LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 684312
Effective date: 2015-08-05

ThinkMarkets United Kingdom

TF GLOBAL MARKETS (UK) LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 629628
Effective date: 2015-01-23

MONETA MARKETS United Kingdom

MONETA MARKETS CAPITAL LTD

Unknown

Licence type: FCA authorisation
Licence number: 613381
Effective date: 2014-11-17

CPT Markets United Kingdom

CPT MARKETS UK LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 606110
Effective date: 2014-07-31

amana United Kingdom

KINSWORTH INVESTMENTS LTD

Unknown

Licence type: FCA authorisation
Licence number: 605070
Effective date: 2014-04-01

ATC BROKERS United Kingdom

ATC Brokers Limited

Unknown

Licence type: FCA authorisation
Licence number: 591361
Effective date: 2013-08-30

Darwinex United Kingdom

TRADESLIDE TRADING TECH LTD

Unknown

Licence type: FCA authorisation
Licence number: 586466
Effective date: 2013-07-15

eToro United Kingdom

ETORO (UK) LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 583263
Effective date: 2013-05-09

ABANS GLOBAL United Kingdom

ABANS GLOBAL LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 580056
Effective date: 2013-04-02

EC markets United Kingdom

EC MARKETS GROUP LTD

Unknown

Licence type: FCA authorisation
Licence number: 571881
Effective date: 2012-08-08

Swissquote United Kingdom

SWISSQUOTE LTD

Unknown

Licence type: FCA authorisation
Licence number: 562170
Effective date: 2012-05-02

OANDA United Kingdom

OANDA EUROPE LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 542574
Effective date: 2011-05-17

equiti United Kingdom

EQUITI CAPITAL UK LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 528328
Effective date: 2011-04-27

FxPro United Kingdom

FXPRO UK LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 509956
Effective date: 2010-09-10

LMAX GROUP United Kingdom

LMAX LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 509778
Effective date: 2010-07-27

INFINOX United Kingdom

Infinox Capital Limited

Unknown

Licence type: FCA authorisation
Licence number: 501057
Effective date: 2009-09-15

YCM Invest United Kingdom

YCM-INVEST LTD

Unknown

Licence type: FCA authorisation
Licence number: 470392
Effective date: 2007-11-08

SPREAD CO United Kingdom

Spread Co Limited

Unknown

Licence type: FCA authorisation
Licence number: 446677
Effective date: 2006-10-06

FOREX.com United Kingdom

STONEX FINANCIAL LTD

Unknown

Licence type: FCA authorisation
Licence number: 446717
Effective date: 2006-03-24

ActivTrades United Kingdom

Activtrades Plc

Unknown

Licence type: FCA authorisation
Licence number: 434413
Effective date: 2005-10-27

FXCM United Kingdom

STRATOS MARKETS LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 217689
Effective date: 2003-05-27

CMC MARKETS United Kingdom

CMC MARKETS UK PLC

Unknown

Licence type: FCA authorisation
Licence number: 173730
Effective date: 2001-12-01

CMC MARKETS United Kingdom

CMC SPREADBET PLC

Unknown

Licence type: FCA authorisation
Licence number: 170627
Effective date: 2001-12-01

APM Capital United Kingdom

LUNARO FINANCIAL SERVICES LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 184333
Effective date: 2001-12-01

IG United Kingdom

IG MARKETS LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 195355
Effective date: 2001-12-01

IG United Kingdom

IG INDEX LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 114059
Effective date: 2001-12-01

Global DTT United Kingdom

DIRECT TRADING TECHNOLOGIES UK LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 795892
Effective date: 2018-09-18

PURE MARKET United Kingdom

PRICE MARKETS UK LTD

Unknown

Licence type: FCA authorisation
Licence number: 725804
Effective date: 2016-10-03

GMO-Z.com United Kingdom

GMO-Z.COM TRADE UK LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 622897
Effective date: 2014-09-01

ICM.com United Kingdom

ICM CAPITAL LIMITED

Unknown

Licence type: FCA authorisation
Licence number: 520965
Effective date: 2010-11-08

Authority profile

Country / region: United Kingdom
Established: 2013
Member institutions: 164
Authority type: Government authority
Regulatory scope: International scope

Investor safeguards

Investor protectionYes
Negative balance protectionYes
Segregated client accountsYes

Official contact

Phone: 44 2070661000
Email: [email protected]
Official website: www.fca.org.uk ↗